November 2018 Key SFC Licensing Issues for Virtual Asset Managers, Virtual Asset Funds Distributors and Virtual Asset Trading Platform Operators (Click here to download) November 2018 The Hong Kong Open-ended Fund Company – will it mark the end of the use of offshore funds for Hong Kong private fund managers? (Click here to download) April 2018 Revisions to the Fund Manager Code of Conduct – the Countdown Begins (Click here to download) April 2017 Summary on Automatic Exchange of Financial Account Information (“AEOI”) (Click here to download) April 2017 A Regime for Fostering Accountability of Senior Management (Click here to download) January 2017 Suitability Obligation in Client Agreements (Click here to download) April 2016 New Professional Investor Regime (Click here to download) January 2016 Have Regulatory Developments In Hong Kong Kept Pace With The Private Funds Industry (Click here to download) October 2015 Profits Tax Exemption for Offshore Private Equity Funds – Implications on SFC Licensing Requirements (Click here to download) June 2014 Key Issues in Getting an SFC License for Alternative Fund Managers (Click here to download) – Contact Us – Please leave this field empty.
